CIRO

CIRO to issue final dealer rules in February CIRO to issue final dealer rules in February

Regulation

CIRO to issue final dealer rules in February

Final consultation on merged dealer rules will get 120-day comment period

By James Langton |December 3, 2025

2 min read

Edward Jones settles client overcharging case Edward Jones settles client overcharging case

Regulation

Edward Jones settles client overcharging case

Firm paid $4.6 million in client compensation, clawed back reps' fees

By James Langton |December 2, 2025

2 min read

Manitoba regulator upholds CIRO enforcement rulings Manitoba regulator upholds CIRO enforcement rulings

Regulation

Manitoba regulator upholds CIRO enforcement rulings

MSC finds no error with panel's findings against former fund rep

By James Langton |November 28, 2025

2 min read

Women value advisors who use plain language, show them respect: CIRO survey Women value advisors who use plain language, show them respect: CIRO survey

Industry

Women value advisors who use plain language, show them respect: CIRO survey

Both men and women care most about making good investment returns

By Noushin Ziafati |November 28, 2025

3 min read