CIRO

Regulation

Managed accounts, marketing in OSC crosshairs

Regulator details compliance priorities for year ahead

By James Langton |May 14, 2026

2 min read

Regulation

Rep fined, banned for borrowing from client

CIRO panel approves settlement with ex-bank rep

By James Langton |May 12, 2026

1 min read

Regulation

Court upholds Ng bankruptcy condition

Order to pay $13.6 million into estate stands

By James Langton |May 6, 2026

2 min read

Industry

Canadian Securities Course repositions for post-licensing proficiency

Tradition and tech will merge in overhaul of former cornerstone licensing course

By Michelle Schriver |May 5, 2026

4 min read

Opinion

Re: Bring back the four pillars

Bank-owned dealers are not too cautious for retail investors — last year's survey by regulators showed the opposite is true

By Harvey Naglie |May 4, 2026

2 min read

Regulation

Regulators drop some personal info previously required for registration

CIRO’s data breach last year motivates changes to data collection

By Michelle Schriver |April 30, 2026

2 min read

Opinion

Opinion: Credit bureaus should do more to protect consumer data

They should alert Canadians anytime someone tries to access their data — immediately

By Barb Amsden |April 27, 2026

2 min read

Regulation

CSA cuts trading fee cap, but less than expected

Regulators give exchanges more leeway on inter-listed securities

By James Langton |April 23, 2026

2 min read

Opinion

Re: AI means potential ‘big shift’ in regulatory responsibilities: Kriegler

Andrew Kriegler deserves credit for saying what too many prefer to leave unsaid

By Harvey Naglie |April 23, 2026

2 min read

Regulation

AI means potential ‘big shift’ in regulatory responsibilities: Kriegler

Greater accountability could fall to firms instead of advisors

By Michelle Schriver |April 22, 2026

2 min read

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