CIRO

Regulation

Move cautiously with online advice

CIRO should publish a consumer-protection agenda detailing potential harms, necessary guardrails and outcome metrics

By Harvey Naglie |December 30, 2025

3 min read

Regulation

CIRO trading increment reforms approved

Changes allow SRO to match SEC on standards for inter-listed stocks

By James Langton |December 19, 2025

2 min read

Industry News

CIRO wants to tear down the barriers to online advice

SRO launches review of policy framework for the provision of advice

By James Langton |December 17, 2025

3 min read

Regulation

CIRO settles with dealer for oversight lapse

External provider stopped including CSE stocks in trading reports

By James Langton |December 17, 2025

2 min read

Regulation

Client-focused reforms — four years in, still waiting for results

If firms’ processes work for ETFs but not for proprietary, illiquid or complex products, then the reforms have failed

By Harvey Naglie |December 17, 2025

5 min read

Regulation

Panel rejects CIRO case against reps, again

BCSC sent case back to SRO panel, which dismissed allegations

By James Langton |December 16, 2025

3 min read

Regulation

Rep’s misconduct shouldn’t be career ending: SRO

Breach not worthy of year-long suspension, CIRO panel finds

By James Langton |December 15, 2025

2 min read

Regulation

CSA, CIRO post finfluencer guidance

Social media personalities may be required to register with securities regulators

By Jonathan Got |December 11, 2025

4 min read

Industry

Fitch Learning to continue CSI brand, invest in biz

CIRO's proficiency partner says CSI won't provide prep for regulator's exams

By Michelle Schriver |December 9, 2025

4 min read

Industry

CIRO’s proficiency portals on track for Jan. 2

CSI brand will continue, Fitch Learning says

By Michelle Schriver |December 5, 2025

5 min read

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