CIRO

Former TD rep sanctioned for misappropriation Former TD rep sanctioned for misappropriation

Regulation

Former TD rep sanctioned for misappropriation

Fake bank accounts used to divert funds from clients that were elderly, dead

By James Langton |January 19, 2026

1 min read

CIRO’s breach is a data-governance failure — not an IT glitch CIRO’s breach is a data-governance failure — not an IT glitch

Regulation

CIRO’s breach is a data-governance failure — not an IT glitch

Why did it take so long to identify affected individuals? And how are data retention decisions made?

By Harvey Naglie |January 19, 2026

5 min read

Rep turned fraudster sanctioned by CIRO Rep turned fraudster sanctioned by CIRO

Regulation

Rep turned fraudster sanctioned by CIRO

Regulatory action deals with subset of $1.8 million misappropriation

By James Langton |January 16, 2026

3 min read

Unprofessional conduct results in CIRO sanctions Unprofessional conduct results in CIRO sanctions

Regulation

Unprofessional conduct results in CIRO sanctions

SRO failed to prove certain allegations, investor harm

By James Langton |January 16, 2026

3 min read