SEC

SEC seeks money market reforms Fallback Image Decorative pattern

Industry

SEC seeks money market reforms

Proposals aim to address liquidity and redemption issues from March 2020

By James Langton |December 15, 2021

1 min read

SEC warns about juicing executive pay Fallback Image Decorative pattern

Industry

SEC warns about juicing executive pay

The U.S. regulator called out the practice of granting options ahead of good news

By James Langton |November 29, 2021

1 min read

SEC total enforcement activity down slightly in 2021 Fallback Image Decorative pattern

Industry

SEC total enforcement activity down slightly in 2021

The U.S. regulator reported a record year for whistleblowers

By James Langton |November 19, 2021

1 min read

SEC enforcement down again in 2021 Fallback Image Decorative pattern

Industry

SEC enforcement down again in 2021

Drop in public company cases follows turnover at the U.S. regulator, pandemic

By James Langton |November 17, 2021

2 min read