SEC

SEC seeks level playing field for retail investors Fallback Image Decorative pattern

Industry

SEC seeks level playing field for retail investors

Regulator to consider sweeping market structure reforms

By James Langton |June 8, 2022

2 min read

Broker sanctioned over meme stock misdirection Broker sanctioned over meme stock misdirection

Industry

Broker sanctioned over meme stock misdirection

Firm deceived investors about trading halt, SEC alleges

By James Langton |May 25, 2022

1 min read

Allianz Global pays US$6 billion to resolve fraud charges Fallback Image Decorative pattern

Industry

Allianz Global pays US$6 billion to resolve fraud charges

Fund managers hid risk of complex trading strategy that blew up in March 2020

By James Langton |May 17, 2022

3 min read

SEC extends climate disclosure consultation SEC extends climate disclosure consultation

Industry

SEC extends climate disclosure consultation

Investors will have until June 17 to comment on proposed climate standards

By James Langton |May 9, 2022

1 min read