SEC

SEC sanctions firm over SPAC deal disclosures SEC sanctions firm over SPAC deal disclosures

Industry

SEC sanctions firm over SPAC deal disclosures

Conflicts involving SPACs needed more transparency, regulator alleged

By James Langton |September 6, 2022

1 min read

ESG integration category criticized in responses to SEC proposals Fallback Image Decorative pattern

Industry

ESG integration category criticized in responses to SEC proposals

Morningstar and As You Sow said the category could make ESG fund comparisons more difficult for investors

By Mark Burgess |August 17, 2022

2 min read

SEC alleges PR firm employee tipped partner to trade on Equifax breach Fallback Image Decorative pattern

Industry

SEC alleges PR firm employee tipped partner to trade on Equifax breach

The scheme even included a reference to "Blue Horseshoe," the code for inside information in the 1987 movie Wall Street

By James Langton |August 16, 2022

2 min read

Canadians charged in U.S. account hacking scheme Fallback Image Decorative pattern

Industry

Canadians charged in U.S. account hacking scheme

Accused allegedly used breached accounts to pump microcap stocks

By James Langton |August 16, 2022

1 min read