SEC

FTX’s Bankman-Fried charged in U.S. for ‘scheme’ to defraud FTX’s Bankman-Fried charged in U.S. for ‘scheme’ to defraud

Industry

FTX’s Bankman-Fried charged in U.S. for ‘scheme’ to defraud

The criminal indictment is on top of civil charges from the SEC

By Ken Sweet, The Associated Press |December 13, 2022

5 min read

GSAM settles SEC greenwashing allegations Fallback Image Decorative pattern

Industry

GSAM settles SEC greenwashing allegations

Firm agrees to pay $US4 million to resolve charges that it didn't follow ESG policies

By James Langton |November 22, 2022

2 min read

SEC enforcement reaches record heights Fallback Image Decorative pattern

Industry

SEC enforcement reaches record heights

Volume of disciplinary actions and total financial sanctions rose in fiscal 2022

By James Langton |November 15, 2022

2 min read

U.S. authorities investigate crypto exchange FTX Fallback Image Decorative pattern

Industry

U.S. authorities investigate crypto exchange FTX

DoJ, SEC are examining the firm for criminal activity, securities violations

November 10, 2022

3 min read