Ontario Securities Commission

Newswire developer sentenced for insider trading Newswire developer sentenced for insider trading

Regulation

Newswire developer sentenced for insider trading

Pair allegedly traded on inside information gleaned from corporate press releases

By James Langton |August 6, 2025

2 min read

Court rejects ex-broker’s appeal in OSC case Court rejects ex-broker’s appeal in OSC case

Regulation

Court rejects ex-broker’s appeal in OSC case

Tribunal’s finding that 2004 trading ban was breached is upheld on appeal

By James Langton |July 31, 2025

2 min read

OSC funds investor protection efforts OSC funds investor protection efforts

Regulation

OSC funds investor protection efforts

Regulator announces new financing commitments to Prosper Canada, Osgoode legal aid clinic

By James Langton |June 25, 2025

2 min read

If your firm won’t advise them, who will? If your firm won’t advise them, who will?

Industry

If your firm won’t advise them, who will?

Firms that penalize advisors for serving clients with low levels of investable assets have lost sight of the industry's purpose

By Kevin Press |June 13, 2025

3 min read