Ontario Securities Commission

OSC flags concerns with firms’ digital tactics OSC flags concerns with firms’ digital tactics

Regulation

OSC flags concerns with firms’ digital tactics

Firms using digital engagement practices for good and ill, review finds

By James Langton |October 22, 2025

2 min read

OSC seeks to enforce D&O sanctions OSC seeks to enforce D&O sanctions

Regulation

OSC seeks to enforce D&O sanctions

Regulator brings series of enforcement actions, alleging bans being flouted

By James Langton |October 17, 2025

1 min read

OSC denies EMD registration to crypto firm OSC denies EMD registration to crypto firm

Regulation

OSC denies EMD registration to crypto firm

Regulator rejects the idea of "bespoke" regulation for firms

By James Langton |October 17, 2025

3 min read

OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers

Regulation

OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers

Regulator clarifies its response to concerns arising from survey of mutual fund reps

By Michelle Schriver |October 10, 2025

3 min read