MFDA

MFDA looks to harmonize certain investigative powers with IIROC

Proposed changes would allow MFDA investigators to enter a dealer's offices without notice and copy electronic records

By Staff |March 21, 2019

1 min read

MFDA warns dealers about suspicious emails

Latest phishing scam involves emails purported to be from the MFDA CEO

By Staff |March 18, 2019

1 min read

MFDA proposes changes to governance structure

Amendments would increase the size of its governance committee and the term limits for directors

By Staff |March 14, 2019

1 min read

Dealers must do more to prevent conflicts from promotional incentives: MFDA

More thorough reporting and oversight are suggested

By Staff |March 5, 2019

3 min read