MFDA

IIROC and MFDA should merge, says C.D. Howe paper Fallback Image Decorative pattern

Industry

IIROC and MFDA should merge, says C.D. Howe paper

Prospects for reform at the provincial level shouldn't prevent IIROC and MFDA from merging, the author argues

By James Langton |October 24, 2019

2 min read

Former rep banned, fined $1.6M for ‘egregious’ misconduct Fallback Image Decorative pattern

Industry

Former rep banned, fined $1.6M for ‘egregious’ misconduct

MFDA panel says respondent “caused significant damage to the integrity of the capital markets”

By James Langton |October 21, 2019

2 min read

OBSI reports investment industry complaints surged in Q2 Fallback Image Decorative pattern

Industry

OBSI reports investment industry complaints surged in Q2

Suitability remains the top issue

By James Langton |October 8, 2019

1 min read

OSC approves MFDA’s CE rules Fallback Image Decorative pattern

Industry

OSC approves MFDA’s CE rules

The SRO’s proposed rules got the thumbs-up on Thursday

By James Langton |September 26, 2019

1 min read