MFDA

Re: CIRO issues phase two of CE reform proposals Re: CIRO issues phase two of CE reform proposals

Opinion

Re: CIRO issues phase two of CE reform proposals

CIRO should be focused on raising advisor competence, not easing dealer compliance

By Harvey Naglie |April 17, 2026

2 min read

CIRO takes over registration for firms, mutual fund reps in Ontario CIRO takes over registration for firms, mutual fund reps in Ontario

Regulation

CIRO takes over registration for firms, mutual fund reps in Ontario

The change has positive implications for reps who get terminated for an enforcement investigation, Ellen Bessner says

By Michelle Schriver |March 12, 2025

3 min read

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Industry

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Fees for investment dealers to rise 6.4%, annual report says

By James Langton |September 26, 2023

3 min read

Rep used fake account, loans to steal from client Fallback Image Decorative pattern

Industry

Rep used fake account, loans to steal from client

Former fund rep fined, banned by regulators for misappropriation

By James Langton |May 12, 2023

2 min read