IIROC

MFDA begins sketching map to new SRO Fallback Image Decorative pattern

Industry

MFDA begins sketching map to new SRO

The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation

By James Langton |February 2, 2021

2 min read

CSA, IIROC ‘closely monitoring’ extreme price movements in certain stocks Fallback Image Decorative pattern

Industry

CSA, IIROC ‘closely monitoring’ extreme price movements in certain stocks

The regulators warned investors about relying on Reddit

By Staff, with files from The Canadian Press |February 1, 2021

2 min read

IIROC to scrap fee premium for “risky” firms Fallback Image Decorative pattern

Industry

IIROC to scrap fee premium for “risky” firms

The added fee doesn't provide much incentive for improved behaviour, the SRO said

By James Langton |December 17, 2020

1 min read

OSC stays IIROC sanctions against suspended rep Fallback Image Decorative pattern

Industry

OSC stays IIROC sanctions against suspended rep

Pending a review, the regulator said the risk of harm to the rep outweighs the risk to the public

By James Langton |December 16, 2020

2 min read