IIROC

Re: CIRO issues phase two of CE reform proposals Re: CIRO issues phase two of CE reform proposals

Opinion

Re: CIRO issues phase two of CE reform proposals

CIRO should be focused on raising advisor competence, not easing dealer compliance

By Harvey Naglie |April 17, 2026

2 min read

Opinion: CIRO’s harmonization promise breaks down where investors need it most Opinion: CIRO’s harmonization promise breaks down where investors need it most

Opinion

Opinion: CIRO’s harmonization promise breaks down where investors need it most

Prompt complaint resolution is key to capital market integrity — the SRO’s phase six rule consolidation whiffed

By Jean‑Paul Bureaud |April 2, 2026

4 min read

CIRO takes over registration for firms, mutual fund reps in Ontario CIRO takes over registration for firms, mutual fund reps in Ontario

Regulation

CIRO takes over registration for firms, mutual fund reps in Ontario

The change has positive implications for reps who get terminated for an enforcement investigation, Ellen Bessner says

By Michelle Schriver |March 12, 2025

3 min read

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Industry

With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher

Fees for investment dealers to rise 6.4%, annual report says

By James Langton |September 26, 2023

3 min read