IIROC

IIROC seeks comment on higher awards Fallback Image Decorative pattern

Industry

IIROC seeks comment on higher awards

Blog Polls The Investment Industry Regulatory Organization of Canada (IIROC) has called for comment on proposals to raise the award limit available under its arbitration program and to change the rules that govern such procedures. Under the proposal, award limits would rise to $500,000, from its current limit of $100,000. The rules of procedure would […]

By Steven Lamb |August 25, 2010

1 min read

Charting a course to IIROC Fallback Image Decorative pattern

Planning and Advice

Charting a course to IIROC

Reams of paper. Thousands of “sign here” stickies. A fully stocked drawer of pens. A generous supply of office supplies isn’t all you’ll need to make the switch from the Mutual Fund Dealers Association of Canada (MFDA) platform to the Investment Industry Regulatory Organization of Canada (IIROC) platform. But it is absolutely essential. Advisors who’ve […]

By Alison MacAlpine |April 1, 2010

10 min read

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