IIROC

IIROC to distribute more ABCP settlement funds Fallback Image Decorative pattern

Industry

IIROC to distribute more ABCP settlement funds

Additional funds will be handed to eligible investors who bought third-party ABCP from Deutsche Bank Securities between July and August 2007.

By Staff |May 14, 2013

1 min read

IIROC fines rep $15,000 Fallback Image Decorative pattern

Industry

IIROC fines rep $15,000

On May 2, 2013, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC), accepted a Settlement Agreement between the IIROC staff and Glenn Arthur Taggart.

By Staff |May 10, 2013

1 min read

IIROC needs help with high-speed trading study Fallback Image Decorative pattern

Industry

IIROC needs help with high-speed trading study

IIROC has requested assistance for Phase 3 of its high-frequency trading study.

By Staff |May 3, 2013

2 min read

$52 million class-action suit pending against IIROC Fallback Image Decorative pattern

Industry

$52 million class-action suit pending against IIROC

La Presse has learned that the IIROC may be the subject of a class-action suit instituted by Montreal law firm De Grandpré Chait.

By Conseiller.ca Staff |May 2, 2013

1 min read