Compliance

CSA cuts red tape with new WKSI regime CSA cuts red tape with new WKSI regime

Regulation

CSA cuts red tape with new WKSI regime

Regulators reduce burden for large, widely covered issuers to raise capital

By James Langton |August 28, 2025

2 min read

OSC review flags personal corporation concerns OSC review flags personal corporation concerns

Regulation

OSC review flags personal corporation concerns

Compliance division's annual report details exam findings at directly regulated firms

By James Langton |July 24, 2025

2 min read

CIRO publishes exam materials CIRO publishes exam materials

Regulation

CIRO publishes exam materials

SRO publishes syllabi, practice exams, ahead of shift to new proficiency model

By James Langton |July 21, 2025

1 min read

CIRO tackles the dreaded account transfer problem CIRO tackles the dreaded account transfer problem

News

CIRO tackles the dreaded account transfer problem

SRO proposes rule changes, calls for an industry-wide technological solution

By James Langton |July 10, 2025

3 min read