Compliance

Bank reps, dealers in OSC’s compliance crosshairs Bank reps, dealers in OSC’s compliance crosshairs

Regulation

Bank reps, dealers in OSC’s compliance crosshairs

Regulator outlines examination priorities for fiscal 2026

By James Langton |June 10, 2025

2 min read

FINTRAC sanctions money services firm FINTRAC sanctions money services firm

News

FINTRAC sanctions money services firm

Regulator uncovered compliance issues, including dealings with Iran

By James Langton |May 13, 2025

2 min read

CSA backs off climate, diversity disclosure reforms CSA backs off climate, diversity disclosure reforms

News

CSA backs off climate, diversity disclosure reforms

Regulators cite changing U.S. policy environment in halting work on disclosure rules

By James Langton |April 23, 2025

2 min read

FINTRAC sanctions securities dealer FINTRAC sanctions securities dealer

Regulation

FINTRAC sanctions securities dealer

Compliance review uncovered weaknesses in firm's compliance procedures

By James Langton |February 13, 2025

2 min read