Compliance

FINTRAC seeks sanctions on money transfer firm FINTRAC seeks sanctions on money transfer firm

Regulation

FINTRAC seeks sanctions on money transfer firm

Agency alleges breaches discovered in compliance exam

By James Langton |December 11, 2025

2 min read

CIRO to issue final dealer rules in February CIRO to issue final dealer rules in February

Regulation

CIRO to issue final dealer rules in February

Final consultation on merged dealer rules will get 120-day comment period

By James Langton |December 3, 2025

2 min read

Edward Jones settles client overcharging case Edward Jones settles client overcharging case

Regulation

Edward Jones settles client overcharging case

Firm paid $4.6 million in client compensation, clawed back reps' fees

By James Langton |December 2, 2025

2 min read

FINTRAC sanctions currency exchange FINTRAC sanctions currency exchange

Regulation

FINTRAC sanctions currency exchange

Firm fined for series of violations uncovered in compliance exam

By James Langton |December 2, 2025

1 min read