CIRO

CIRO settles with PFSL over supervisory issues CIRO settles with PFSL over supervisory issues

Regulation

CIRO settles with PFSL over supervisory issues

Reps allegedly took $1 million from an elderly client

By James Langton |April 22, 2026

2 min read

Review of ‘data ecosystem,’ including retention, in the works: Kriegler Review of ‘data ecosystem,’ including retention, in the works: Kriegler

Industry News

Review of ‘data ecosystem,’ including retention, in the works: Kriegler

Timeline not yet established, CIRO boss says

By Michelle Schriver |April 21, 2026

2 min read

Re: CIRO issues phase two of CE reform proposals Re: CIRO issues phase two of CE reform proposals

Opinion

Re: CIRO issues phase two of CE reform proposals

CIRO should be focused on raising advisor competence, not easing dealer compliance

By Harvey Naglie |April 17, 2026

2 min read

CIRO issues phase two of CE reform proposals CIRO issues phase two of CE reform proposals

Regulation

CIRO issues phase two of CE reform proposals

Proposals out for 90-day comment period, final regime slated for Jan. 1, 2028

By James Langton |April 16, 2026

2 min read