Regulation

Fraudster in U.S. jail deserves logistical support: court

Request for state-appointed legal counsel denied by Ontario appeal court

By James Langton |March 23, 2026

2 min read

Regulation

Appeal court upholds BCSC collection effort

Payments from LIFs can face forfeiture, court finds

By James Langton |March 20, 2026

2 min read

Regulation

CIRO set to launch disgorgement payout program

Harmed investors will be able to make claims for share of sanctions, April 1

By James Langton |March 20, 2026

2 min read

Regulation

Supreme Court denies leave in mutual fund case

Appeal denied in tax case that called for strict securities law compliance

By James Langton |March 19, 2026

2 min read

Regulation

CSA to test semi-annual reporting for venture market

Pilot project could lead to broader shift to less frequent reporting

By James Langton |March 19, 2026

3 min read

Regulation

BCSC pursues disgorgement in long-running case

Panel lifts stay, refines order in case that led to landmark ruling

By James Langton |March 18, 2026

2 min read

Regulation

OBSI’s binding authority is being buried alive

The Ombudsman for Banking Services and Investments has spent years fighting for decisions that stick. What it may get instead is a process so elaborate it defeats the purpose

By Harvey Naglie |March 17, 2026

4 min read

Regulation

Ex-rep sentenced in fraud case

Investors lost nearly $1.4 million in long-running fraud

By James Langton |March 16, 2026

3 min read

Regulation

MX adopts new compliance remediation process

Initiative seeks greater efficiency, transparency for regulatory misdemeanors

By James Langton |March 16, 2026

2 min read

Regulation

Canada joins U.S., U.K. to disrupt crypto scams

Multi-national effort to tackle phishing includes OSC, OPP and RCMP

By James Langton |March 16, 2026

2 min read

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