Regulation

CIRO wraps guidance update project

SRO issues revisions to gatekeeper, trading supervision obligations

By James Langton |March 27, 2026

1 min read

Regulation

Short-selling dealers stay secret

IPC upholds OSC decision to preserve privacy of dealers in failed trade study

By James Langton |March 27, 2026

4 min read

Regulation

CIRO clarifies its prediction markets requirements for dealers

Regulator addresses questions from market participants after Wealthsimple gets approval to launch event contracts

By Noushin Ziafati |March 27, 2026

2 min read

Regulation

Big banks take heat at Senate hearing

Regulators lament shrinking shelves, eroding support for junior issuers

By James Langton |March 27, 2026

3 min read

Regulation

In latest court filing, Advocis alleges cybersecurity firm inflated costs

Plus, updates on contract dispute with SeeWhy and last year's human rights complaint

By Michelle Schriver |March 26, 2026

3 min read

Regulation

FINTRAC sanctions Alberta casino over compliance

Breaches of anti-money laundering rules revealed in compliance review

By James Langton |March 26, 2026

1 min read

Regulation

RBC’s legal action tossed for excessive delay

Court dismisses case, citing importance of timely dispute resolution

By James Langton |March 25, 2026

2 min read

Regulation

In Ontario, FP credential holders up nearly 10% over two years

Transition period for protected "financial planner" title ends on March 28

By Michelle Schriver |March 25, 2026

2 min read

Regulation

When market pilots become a way around investor protection

Consumer-facing experiments require discipline — that means clear guardrails, stopping rules and more

By Harvey Naglie |March 24, 2026

3 min read

Regulation

Lack of capacity suspends limitation period: court

Lawsuit alleging man exploited in real estate deals allowed to continue

By James Langton |March 23, 2026

2 min read

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