Regulation

OBSI says it received 60% more inquires in 2025 OBSI says it received 60% more inquires in 2025

Regulation

OBSI says it received 60% more inquires in 2025

Investment cases rose 3% to reach an all-time high

By Jonathan Got |March 16, 2026

2 min read

CIRO fines National Bank Financial $1M for inadequate supervision of rep CIRO fines National Bank Financial $1M for inadequate supervision of rep

Regulation

CIRO fines National Bank Financial $1M for inadequate supervision of rep

SRO says high risk, high volume trades, insufficient notes should have raised red flags

By Jonathan Got |March 13, 2026

3 min read

CIRO provides clarity on decision-making tools in DIY channel CIRO provides clarity on decision-making tools in DIY channel

Regulation

CIRO provides clarity on decision-making tools in DIY channel

New guidance broadens range of supports that discount brokers can provide

By Staff |March 12, 2026

3 min read

Crypto class action settlement complete Crypto class action settlement complete

Regulation

Crypto class action settlement complete

Court grants Wealthsimple's application for closing judgment

By James Langton |March 9, 2026

2 min read