Trade execution

Trading fee pilot in doubt after SEC loses lawsuit Fallback Image Decorative pattern

Industry

Trading fee pilot in doubt after SEC loses lawsuit

Decision has implications for the Canadian Securities Administrators

By Greg Dalgetty |July 2, 2020

2 min read

IIROC fines Laurentian Bank $250K for failures in trading supervision Fallback Image Decorative pattern

Industry

IIROC fines Laurentian Bank $250K for failures in trading supervision

The bank must also pay costs of $25,000

By Staff |April 24, 2020

1 min read

Despite plummeting M&A activity, BMO closes Clearpool acquisition Fallback Image Decorative pattern

Industry

Despite plummeting M&A activity, BMO closes Clearpool acquisition

The transaction isn’t expected to have a significant impact on BMO’s balance sheet

By James Langton |April 6, 2020

1 min read

BMO to acquire cloud-based trade execution platform BMO to acquire cloud-based trade execution platform

Industry

BMO to acquire cloud-based trade execution platform

Clearpool Group Inc. has more than 100 clients, most of whom are U.S. broker dealers

By Staff |January 22, 2020

1 min read