Trade execution

When does poor service become a regulatory issue for online brokerages? Fallback Image Decorative pattern

Industry

When does poor service become a regulatory issue for online brokerages?

IIROC also is looking at retail complaints and disgorgement, among other SRO priorities

By James Langton |May 28, 2021

2 min read

Contemplating T+1 for Canada Fallback Image Decorative pattern

Industry

Contemplating T+1 for Canada

As the U.S. industry considers shorter settlement, the CCMA ponders it too

By James Langton |April 30, 2021

1 min read

Coming this fall: a new approach to trading at the close Fallback Image Decorative pattern

Industry

Coming this fall: a new approach to trading at the close

TSX sets a date for the launch of its new "market-on-close" trading model

By James Langton |March 26, 2021

1 min read

Shorter settlement cycle would reduce risk: Moody’s Fallback Image Decorative pattern

Industry

Shorter settlement cycle would reduce risk: Moody’s

Moving to T+1 would benefit industry and investors, the rating agency says

By James Langton |February 22, 2021

1 min read