SEC

SEC charges media exec over alleged insider trading Fallback Image Decorative pattern

Industry

SEC charges media exec over alleged insider trading

The Securities and Exchange Commission has charged the former CEO of a Houston-based investor relations firm with insider trading.

By Staff |July 30, 2013

2 min read

SEC charges Texas man with running Bitcoin Ponzi scheme Fallback Image Decorative pattern

Industry

SEC charges Texas man with running Bitcoin Ponzi scheme

The Securities and Exchange Commission has charged a Texas man and his company with defrauding investors in a Ponzi scheme involving Bitcoin, a virtual currency traded on online exchanges for conventional currencies like the U.S. dollar or used to purchase goods or services online.

By Staff |July 24, 2013

3 min read

SEC, European regulators make oversight agreement Fallback Image Decorative pattern

Industry

SEC, European regulators make oversight agreement

The Securities and Exchange Commission has announced it has established supervisory arrangements with financial regulators of the member states of the European Union (EU) and the European Economic Area (EEA) as part of long-term strategy to improve the oversight of certain entities in the asset management industry that operate across national borders, including investment advisors and investment fund managers.

By Staff |July 22, 2013

1 min read

SEC halts forex trading scheme Fallback Image Decorative pattern

Industry

SEC halts forex trading scheme

The Securities and Exchange Commission has announced an emergency asset freeze against an unregistered money manager and his companies in Plano, Texas.

By Staff |July 17, 2013

3 min read