SEC

SEC charges accountant for role in Madoff scheme Fallback Image Decorative pattern

Industry

SEC charges accountant for role in Madoff scheme

The Securities and Exchange Commission has charged the longtime accountant for many of Bernard Madoff’s oldest and wealthiest clients for his role in the creation of false books and records used in the massive Ponzi scheme.

By Staff |September 27, 2013

2 min read

Finally, common sense from the SEC Fallback Image Decorative pattern

Industry

Finally, common sense from the SEC

JPMorgan Chase is coughing up almost $1 billion in fines for its London whale violations, with $200 million going to the SEC.

By Dean DiSpalatro |September 23, 2013

3 min read

SEC proposal spotlights CEO vs. employee pay Fallback Image Decorative pattern

Industry

SEC proposal spotlights CEO vs. employee pay

The Securities and Exchange Commission is proposing a rule that would require public companies to disclose the ratio of the compensation of its chief executive officer (CEO) to the median compensation of its employees.

By Staff |September 19, 2013

1 min read

Teachers’ charged with short selling violations Fallback Image Decorative pattern

Industry

Teachers’ charged with short selling violations

The SEC prohibits the short sale of an equity security during a restricted period.

By Staff |September 17, 2013

4 min read