risk tolerance

CIRO fines National Bank Financial $1M for inadequate supervision of rep CIRO fines National Bank Financial $1M for inadequate supervision of rep

Regulation

CIRO fines National Bank Financial $1M for inadequate supervision of rep

SRO says high risk, high volume trades, insufficient notes should have raised red flags

By Jonathan Got |March 13, 2026

3 min read

Women value advisors who use plain language, show them respect: CIRO survey Women value advisors who use plain language, show them respect: CIRO survey

Industry

Women value advisors who use plain language, show them respect: CIRO survey

Both men and women care most about making good investment returns

By Noushin Ziafati |November 28, 2025

3 min read