OSC

Date set for CSA fiduciary standard panel Fallback Image Decorative pattern

Industry

Date set for CSA fiduciary standard panel

The OSC is hosting a panel discussion on the issues identified in the CSA’s paper on the current fiduciary standard of conduct for advisors and dealers. Read: CSA paper examines advisor fiduciary duty The discussion will take place on July 23, 2013 from 10am to 12pm at the OSC’s Toronto offices. It will follow two […]

By Staff |June 12, 2013

1 min read

OSC requests members for advisory committee Fallback Image Decorative pattern

Industry

OSC requests members for advisory committee

The Ontario Securities Commission (OSC) is inviting applications for membership on its Market Structure Advisory Committee (MSAC). Read: EMDs must fix regulatory deficiency, says OSC Established in 2011, the MSAC serves as a forum to discuss issues associated with market structure and marketplace operations. The MSAC also acts as a source of input and feedback […]

By Staff |June 4, 2013

1 min read

OSC could compel companies to put more women on boards Fallback Image Decorative pattern

Industry

OSC could compel companies to put more women on boards

Ontario public companies could soon be required to appoint more women to its boards of directors.

By Staff |May 28, 2013

1 min read

Are you compliant? 9 regulation tips from the OSC Fallback Image Decorative pattern

Industry

Are you compliant? 9 regulation tips from the OSC

Advisors say they’re spending more than half of their time focusing on compliance, rather than on clients. Here are 10 tips to help you stay ahead of the curve and out of the radar of regulators.

May 17, 2013

2 min read