OSC

Industry

OSC reveals next steps in exempt market review

The OSC outlines next steps of exempt market review.

By Staff |August 28, 2013

2 min read

Industry

OSC to mystery shop, target advisor titles

Ontario regulators plan to take measures to alleviate investor concerns.

August 20, 2013

1 min read

Industry

OSC hears allegations against Conrad Black

Conrad Black's long-running legal battle isn’t over.

By Staff, with files from The Canadian Press |August 16, 2013

2 min read

Industry

OSC requests comment on new exchange proposal

The OSC has published a notice and request for comment.

By Staff |August 13, 2013

1 min read

Industry

OSC seeks input on proposal about women in management

The OSC announced the start of a 60-day comment period on OSC Staff Consultation Paper 58-401, Disclosure Requirements Regarding Women on Boards and in Senior Management.

By Staff |July 30, 2013

2 min read

Industry

OSC announces investment funds product advisory committee

The Ontario Securities Commission (OSC) has announced the membership of the Investment Funds Product Advisory Committee (IFPAC) for the 2013 to 2015 term. Read: OSC launches registrant outreach program The IFPAC is currently chaired by Rhonda Goldberg, director, Investment Funds Branch. Effective immediately, the committee members are: The IFPAC will continue to advise OSC staff […]

By Staff |July 23, 2013

1 min read

Industry

CSA’s final panel to explore fiduciary standard benefits

CSA releases details about the upcoming, third panel on its standard of conduct paper.

By Staff |July 23, 2013

1 min read

Industry

OSC reports $7.6 million deficiency in 2013

The OSC's 2013 report details the regulator's financials and activities.

July 17, 2013

2 min read

Industry

OSC issues warning about EquityStar fund

The Ontario Securities Commission is warning Ontario investors not to invest in the EquityStar Momentum Growth Fund.

By Staff |July 2, 2013

1 min read

Industry

OSC seeks members for Investor Advisory Panel

The Ontario Securities Commission (OSC) is inviting applications for membership on its Investor Advisory Panel. Established in 2010, the Panel is seeking several new members for a two-year term to join the other continuing members. Read: CSA requires delivery of fund facts “The OSC thanks Nancy Averill and Stan Buell for their significant contributions to […]

By Staff |June 26, 2013

1 min read

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