OSC

OSC makes electronic filing mandatory Fallback Image Decorative pattern

Industry

OSC makes electronic filing mandatory

The OSC has announced that as of February 19, 2014, all market participants will be required to electronically file a number of documents that have traditionally been filed in paper format with the OSC. While Rule 11-501 – Electronic Delivery of Documents to the Ontario Securities Commission officially takes effect on this date, these electronic services are currently available for participants that wish to start filing these documents electronically.

By Staff |February 10, 2014

2 min read

OSC issues guidance for small mining firms Fallback Image Decorative pattern

Industry

OSC issues guidance for small mining firms

The OSC has published OSC Staff Notice 51-722 Report on a Review of Mining Industry Issuers MD&A and Guidance, which provides guidance to assist small mining issuers in complying with the Management’s Discussion and Analysis (MD&A) requirements in National Instrument 51-102 Continuous Disclosure Obligations.

By Staff |February 6, 2014

2 min read

OSC adding members to small biz committee Fallback Image Decorative pattern

Industry

OSC adding members to small biz committee

OSC calls for applications for small biz committee.

By Staff |January 21, 2014

1 min read

Pros and cons of no-contest settlements Fallback Image Decorative pattern

Market Insights

Pros and cons of no-contest settlements

When regulators charge small firms with violations, those firms often don’t have the time or money to launch legal battles. Instead, they often have to admit guilt.

January 17, 2014

3 min read