OSC

OSC alleges currency traders at RBC, TD shared confidential client info Fallback Image Decorative pattern

Industry

OSC alleges currency traders at RBC, TD shared confidential client info

The traders disclosed detailed information about customer orders in online chatrooms, the regulator says

By James Langton |August 27, 2019

2 min read

OTC derivatives reforms on hold Fallback Image Decorative pattern

Industry

OTC derivatives reforms on hold

CSA delays implementation of proposed rules amid concern from industry groups

By Staff |August 22, 2019

2 min read

Report finds investors still confused by CRM2 disclosures Fallback Image Decorative pattern

Industry

Report finds investors still confused by CRM2 disclosures

Most investors don't understand the concept of embedded compensation, such as trailer fees

By James Langton |August 19, 2019

3 min read

OSC approves CannTrust management cease trade order Fallback Image Decorative pattern

Industry

OSC approves CannTrust management cease trade order

CannTrust says it’s working with the OSC to prepare a remediation plan

By The Canadian Press |August 16, 2019

1 min read