OSC

Industry

Trade group displeased with CSA’s plan to ban DSCs

IFIC says it would have preferred a nationally harmonized approach

By James Langton |December 19, 2019

2 min read

Industry

CSA to ban DSCs everywhere but Ontario

Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers

By James Langton |December 19, 2019

2 min read

Industry

CDS aims to bolster liquidity backstops

New proposals attempt to “cover potential liquidity stress scenarios”

By James Langton |December 18, 2019

1 min read

Industry

Crypto-mining operation a sham: OSC

The regulator unveiled allegations about a purported crypto-mining effort on Tuesday

By James Langton |December 17, 2019

1 min read

Industry

FSRA transfer of syndicated mortgage oversight delayed until July

The plan to transfer oversight of the sector to the OSC was first announced in 2017

By Staff |December 11, 2019

1 min read

Industry

IIAC says OSC should have power to issue blanket orders

The OSC is currently the only provincial regulator that can’t issue blanket orders

By James Langton |December 3, 2019

2 min read

Industry

OSC says work ‘almost done’ on derivatives dealer conduct rules

The long-awaited rules could be coming soon, according to the director of the OSC's derivatives branch

By James Langton |November 22, 2019

1 min read

Industry

OSC still working on DSC policy

The regulator is also considering the CSA’s proposal to ban trailers paid to discount brokers

By James Langton |November 22, 2019

2 min read

Industry

OSC says firms will save millions in compliance costs

A new report outlines 107 recommendations aimed at reducing the regulatory burden

By James Langton |November 19, 2019

3 min read

Industry

OSC seeks lawyers to advise on tribunal policy

The Securities Proceedings Advisory Committee provides advice on policy and procedural initiatives

By Staff |November 15, 2019

1 min read

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