OSC

Industry

Ontario releases new proposed securities law for comment

The new Capital Markets Act adopts numerous task force reform ideas

By James Langton |October 12, 2021

2 min read

Industry

Prospective suitors emerge for Bridging Finance

The firm has five "primary" bidders, with six others targeting certain loans

By James Langton |October 12, 2021

2 min read

Industry

OSC announces IFTAC members for new term

There are 16 members of the committee

By Staff |September 24, 2021

1 min read

Industry

Ex-OSC chief Maureen Jensen to helm OBSI

Jensen joined OBSI's board and is tapped to be the next chair

By James Langton |September 23, 2021

2 min read

Industry

OSC grants critical benchmark status to CDOR

Regulatory oversight for benchmarks comes in response to the LIBOR scandal

By James Langton |September 16, 2021

2 min read

Industry

OSC reports higher surplus, progress on priorities

The regulator issued more administrative sanctions in 2020–21 than the previous year but monetary sanctions were way down

By Staff |September 2, 2021

2 min read

Industry

Coinberry gets relief from OSC to trade crypto

The ruling includes investment limits, disclosure rules and regulatory reporting conditions

By James Langton |August 20, 2021

3 min read

Industry

Bridging Finance investors may soon get legal help

Judge asks PwC to provide input on counsel for investors

By James Langton |August 13, 2021

2 min read

Industry

CFRs, crypto, online advice top OSC’s compliance agenda

Annual report from OSC compliance branch signals exam targets for the year ahead

By James Langton |August 10, 2021

2 min read

Industry

SEC commissioner decries poor guidance, enforcement in crypto space

A popular trading platform has settled allegations that it violated rules as an unregistered exchange

By James Langton |August 9, 2021

3 min read

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