OSC

Industry

OSC panel dismisses fund rep’s insider trading allegation

Tribunal rejects circumstantial case, concluding trades are suspicious but not clearly offside

By James Langton |May 26, 2022

2 min read

Industry

Former Fortune head gets jail time

David Singh was sentenced to three and a half years in jail and ordered to pay $4.8 million in restitution

By James Langton |May 11, 2022

1 min read

Industry

Ontario’s regulators set their agendas

Advisor titles remain a concern for provincial securities authorities

By James Langton |April 26, 2022

2 min read

Industry

OSC alleges fraud at Bridging

Regulator charges that executives allegedly diverted funds to themselves, their firm

By James Langton |March 31, 2022

3 min read

Industry

Grant Vingoe named OSC’s CEO

Timothy Moseley has been nominated as chief adjudicator for the commission's new Capital Markets Tribunal

By Melissa Shin |March 24, 2022

2 min read

Industry

OSC adopts measures to facilitate trailer fee ban

Temporary relief aims to help firms implement new rules on June 1

By James Langton |March 18, 2022

2 min read

Industry

Crypto exchange promises again not to trade with Ontario investors

Unregistered firm Binance promised the same thing last year

By James Langton |March 17, 2022

2 min read

Industry

Ontario nominates OSC directors, adjudicators

Most existing commissioners will serve on either the board or tribunal

By James Langton |March 11, 2022

1 min read

Industry

OSC rewards offshore whistleblowers

Tipsters were paid $240,000 for information that led the regulator to open an investigation

By Staff |March 1, 2022

1 min read

Industry

New OSC fee model to hit banks

Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

By James Langton |January 21, 2022

2 min read

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