MFDA

MFDA puts firms’ performance reporting under the microscope Fallback Image Decorative pattern

Industry

MFDA puts firms’ performance reporting under the microscope

Dealers should examine their client reports for unusual or incorrect information

By James Langton |February 24, 2021

2 min read

CSA to release SRO reform recommendations this summer Fallback Image Decorative pattern

Industry

CSA to release SRO reform recommendations this summer

The regulators are reviewing submissions to the consultation that closed in October

By James Langton |February 22, 2021

2 min read

Halfway through an SRO ban, ex-rep agrees to new suspension Fallback Image Decorative pattern

Industry

Halfway through an SRO ban, ex-rep agrees to new suspension

An OSC enforcement action against a former rep has extended an existing suspension

By James Langton |February 9, 2021

1 min read

MFDA begins sketching map to new SRO Fallback Image Decorative pattern

Industry

MFDA begins sketching map to new SRO

The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation

By James Langton |February 2, 2021

2 min read