MFDA

Judges disagree over fiduciary duty claim Fallback Image Decorative pattern

Industry

Judges disagree over fiduciary duty claim

Majority dismisses appeal, rejects proposed class action

By James Langton |March 1, 2022

3 min read

Now hiring: CEO, board for new SRO Fallback Image Decorative pattern

Industry

Now hiring: CEO, board for new SRO

The CSA is seeking six industry directors and eight independent directors for the board

By James Langton |January 21, 2022

1 min read

Rep fined almost $1M for misappropriating client funds Fallback Image Decorative pattern

Industry

Rep fined almost $1M for misappropriating client funds

The MFDA also issued a permanent ban to the former branch manager in Alberta

By Mark Burgess |December 21, 2021

2 min read

MFDA, BCSC settle sales practices case with $600K in penalties MFDA, BCSC settle sales practices case with $600K in penalties

Industry

MFDA, BCSC settle sales practices case with $600K in penalties

Vancouver dealer's differential compensation favoured socially responsible funds and portfolio funds

By James Langton |December 13, 2021

2 min read