MFDA

MFDA offers online education to investors Fallback Image Decorative pattern

Industry

MFDA offers online education to investors

MFDA to inform investors on mutual funds, fees and advisors' backgrounds.

By Staff |October 24, 2014

1 min read

MFDA hands out $50,000 fine Fallback Image Decorative pattern

Industry

MFDA hands out $50,000 fine

A hearing panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada has issued decisions and reasons following a penalty hearing held on August 18, 2014, in respect of Bruce Ian Mawer.

By Staff |September 22, 2014

1 min read

MFDA releases discussion paper on investor questionnaires Fallback Image Decorative pattern

Industry

MFDA releases discussion paper on investor questionnaires

The MFDA has published a discussion paper on the use of investor questionnaires to improve the Know-Your-Client (KYC) process.

By Staff |July 21, 2014

1 min read

MFDA issues more than $2 million in fines over fraud Fallback Image Decorative pattern

Industry

MFDA issues more than $2 million in fines over fraud

The MFDA has fined the alleged ringleader of a fraudulent hedge fund operation $2 million.

By Staff |June 30, 2014

1 min read