MFDA

MFDA board names new members Fallback Image Decorative pattern

Industry

MFDA board names new members

MFDA's board has a new chair and vice-chair.

By Staff |December 7, 2015

1 min read

Will new ETF rules let MFDA advisors compete with IIROC reps? Fallback Image Decorative pattern

Industry

Will new ETF rules let MFDA advisors compete with IIROC reps?

MFDA’s proposed ETF proficiency rules, if accepted, mean advisors will have to study up before selling the funds

November 27, 2015

7 min read

Advisors on best behaviour for mystery-shopping regulators Fallback Image Decorative pattern

Industry

Advisors on best behaviour for mystery-shopping regulators

IIROC, the OSC and the MFDA have released the results of their joint mystery-shopping initiative, and advisors didn’t disappoint.

By Allan Tong |November 27, 2015

5 min read

Advisor vanishes after allegedly admitting to pyramid scheme Fallback Image Decorative pattern

Industry

Advisor vanishes after allegedly admitting to pyramid scheme

Clients are concerned for their finances after they received an apology letter.

By Staff, with files from The Canadian Press |November 11, 2015

2 min read