know your client

Big banks take heat at Senate hearing Big banks take heat at Senate hearing

Regulation

Big banks take heat at Senate hearing

Regulators lament shrinking shelves, eroding support for junior issuers

By James Langton |March 27, 2026

3 min read

How firms can close the gaps on client-focused reforms How firms can close the gaps on client-focused reforms

Regulation

How firms can close the gaps on client-focused reforms

Industry experts offer tips after regulators find shortcomings in suitability, KYP and KYC compliance

By Alisha Hiyate |January 29, 2026

7 min read

There’s more to KYC than documentation There’s more to KYC than documentation

Planning and Advice

There’s more to KYC than documentation

5 best practices that stop problems before they start

By Robin Riviere |January 5, 2026

3 min read

Panel rejects CIRO case against reps, again Panel rejects CIRO case against reps, again

Regulation

Panel rejects CIRO case against reps, again

BCSC sent case back to SRO panel, which dismissed allegations

By James Langton |December 16, 2025

3 min read