investor protection

OSC seeks settlement with ATS over trade controls OSC seeks settlement with ATS over trade controls

Regulation

OSC seeks settlement with ATS over trade controls

Tribunal to consider settlement with Liquidnet over allegedly faulty controls

By James Langton |April 10, 2026

2 min read

Adjudicator in OSC vs. Purpose case steps down Adjudicator in OSC vs. Purpose case steps down

Regulation

Adjudicator in OSC vs. Purpose case steps down

Social relationship with regulator's key witness in case leads to recusal

By James Langton |April 10, 2026

3 min read

Issuers start moving to semi-annual reporting Issuers start moving to semi-annual reporting

Regulation

Issuers start moving to semi-annual reporting

Venture companies begin opting for less frequent reporting

By James Langton |April 9, 2026

2 min read

Ontario tribunal bans B.C. man under U.S. sanctions Ontario tribunal bans B.C. man under U.S. sanctions

Regulation

Ontario tribunal bans B.C. man under U.S. sanctions

SEC alleged Canadian involved in penny stock pump-and-dump scheme

By James Langton |April 9, 2026

2 min read