investor protection

Ex-trader admits fraud in Ponzi loan scheme Fallback Image Decorative pattern

Industry

Ex-trader admits fraud in Ponzi loan scheme

Lenders scammed out of millions with fake assets, financial statements

By James Langton |February 16, 2023

1 min read

Crypto in the crosshairs of SEC custody proposals Fallback Image Decorative pattern

Industry

Crypto in the crosshairs of SEC custody proposals

Rule changes would extend advisers' obligations to all client assets

By James Langton |February 15, 2023

3 min read

BCSC to get beefier enforcement powers BCSC to get beefier enforcement powers

Industry

BCSC to get beefier enforcement powers

New tools aim to improve investigative authority, collections

By James Langton |February 9, 2023

2 min read

Citigroup sanctioned in MX settlement Fallback Image Decorative pattern

Industry

Citigroup sanctioned in MX settlement

Firm failed to prevent unauthorized access to exchange's electronic trading system

By James Langton |February 9, 2023

2 min read