investor protection

Firms’ work on new consumer duty falling short: FCA Firms’ work on new consumer duty falling short: FCA

Industry

Firms’ work on new consumer duty falling short: FCA

British regulator calls out industry ahead of July 31 deadline for new standards

By James Langton |January 25, 2023

2 min read

U.S. class action settlements surge in 2022 U.S. class action settlements surge in 2022

Economic Indicators

U.S. class action settlements surge in 2022

Strong investor recoveries expected to continue in the year ahead

By Staff |January 25, 2023

2 min read

Investors in “uneasy relationship” with advisors, study shows Investors in “uneasy relationship” with advisors, study shows

Industry

Investors in “uneasy relationship” with advisors, study shows

FAIR Canada research finds investors worry about fees and suitability, and aren't confident in regulatory protections

By Staff |January 24, 2023

2 min read

New circuit breakers for CDRs New circuit breakers for CDRs

Industry

New circuit breakers for CDRs

Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts

By James Langton |January 19, 2023

1 min read