investor protection

BCSC bans two for misconduct BCSC bans two for misconduct

Regulation

BCSC bans two for misconduct

The two, unrelated cases involve misappropriations of real estate investment and bank account funds

By Jonathan Got |March 6, 2025

2 min read

BCSC sanctions unregistered trading BCSC sanctions unregistered trading

Regulation

BCSC sanctions unregistered trading

Connecting issuers and investors violated securities rules, regulator said

By James Langton |March 5, 2025

1 min read

FSRA revokes licence of former life agent for misappropriating client funds FSRA revokes licence of former life agent for misappropriating client funds

Regulation

FSRA revokes licence of former life agent for misappropriating client funds

Several clients who lost money filed lawsuits last year

By Michelle Schriver |February 6, 2025

2 min read

Court allows parallel class actions in data breach Court allows parallel class actions in data breach

Regulation

Court allows parallel class actions in data breach

B.C. court refuses to dismiss case, despite similar action in Ontario

By James Langton |February 5, 2025

3 min read