investor protection

Sustainable finance disclosure still falling short Sustainable finance disclosure still falling short

Regulation

Sustainable finance disclosure still falling short

Firms not disclosing investments' negative ESG impact, Paris alignment

By James Langton |September 29, 2023

2 min read

SEC, CFTC hit delete on firms’ WhatsApp, texting Fallback Image Decorative pattern

Regulation

SEC, CFTC hit delete on firms’ WhatsApp, texting

Another 10 firms sanctioned for extensive recordkeeping violations

By James Langton |September 29, 2023

2 min read

U.S. fund industry slams new SEC fund-name rules U.S. fund industry slams new SEC fund-name rules

Industry

U.S. fund industry slams new SEC fund-name rules

Regulator aims for truth in advertising, seeks to combat greenwashing

By James Langton |September 20, 2023

3 min read

Getting to the bottom of dementia, PoA concerns Fallback Image Decorative pattern

Planning and Advice

Getting to the bottom of dementia, PoA concerns

In a hypothetical scenario, a client and power of attorney are at odds

By Michelle Schriver |September 13, 2023

6 min read