Investment advice

CIRO wants to tear down the barriers to online advice CIRO wants to tear down the barriers to online advice

Industry News

CIRO wants to tear down the barriers to online advice

SRO launches review of policy framework for the provision of advice

By James Langton |December 17, 2025

3 min read

CSA, CIRO post finfluencer guidance CSA, CIRO post finfluencer guidance

Regulation

CSA, CIRO post finfluencer guidance

Social media personalities may be required to register with securities regulators

By Jonathan Got |December 11, 2025

4 min read

Court rejects attempt to revive lawsuit against rep, RBC DS Court rejects attempt to revive lawsuit against rep, RBC DS

Regulation

Court rejects attempt to revive lawsuit against rep, RBC DS

Investor tried to argue that rep's title misled the courts

By James Langton |December 3, 2025

2 min read

Opinion: Canada’s moment to raise the bar for investment advice Opinion: Canada’s moment to raise the bar for investment advice

Regulation

Opinion: Canada’s moment to raise the bar for investment advice

Moving past process — the case for outcomes-based oversight in Canada

By Harvey Naglie |July 16, 2025

4 min read