Insider trading

Hedge fund firm settles with SEC for $21.5 million Fallback Image Decorative pattern

Industry

Hedge fund firm settles with SEC for $21.5 million

Level Global Investors LP has agreed to pay more than $21.5 million to settle charges that its co-founder, who also served as a portfolio manager, and its analyst engaged in repeated insider trading in the securities of Dell Inc. and Nvidia Corp.

By Staff |April 30, 2013

2 min read

SEC charges Toronto banker with insider trading Fallback Image Decorative pattern

Industry

SEC charges Toronto banker with insider trading

The banker obtained information through his job of pitching investment ideas to the Canada Pension Plan Investment Board.

By Staff |April 18, 2013

2 min read

SEC charges accountant and friend with insider trading Fallback Image Decorative pattern

Industry

SEC charges accountant and friend with insider trading

The Securities and Exchange Commission has charged the former partner in charge of KPMG's Pacific Southwest audit practice and his friend with insider trading on nonpublic information about firm clients.

By Staff |April 15, 2013

3 min read

Advisory firm to pay $600M+ for insider trading Fallback Image Decorative pattern

Industry

Advisory firm to pay $600M+ for insider trading

A U.S. hedge fund advisory firm will pay more than $600 million to settle insider-trading charges.

By Staff |March 18, 2013

3 min read