Insider trading

Trader charged for $1 billion Apple scheme Fallback Image Decorative pattern

Industry

Trader charged for $1 billion Apple scheme

An ex-Rochdale Securities trader is being charged with fraud.

By Wire services |December 5, 2012

1 min read

Firm charged with illicit trading settles for $14m Fallback Image Decorative pattern

Industry

Firm charged with illicit trading settles for $14m

The SEC filed an emergency action against Well Advantage to freeze its assets less than 24 hours after the firm placed an order to liquidate its entire position in Nexen Inc.

By Staff |October 19, 2012

2 min read

FBI probes insider trading Fallback Image Decorative pattern

Industry

FBI probes insider trading

U.S. authorities are going after corrupt traders with renewed vigour. The number of new FBI investigations into insider trading shot up 43% nationwide for the fiscal year that ended September 30, according to a report on FT. Read: Hedge fund founder convicted of insider trading “Since 2009, criminal charges have been filed against 72 hedge […]

By Staff |October 3, 2012

1 min read

Former RIM employee conducted insider trading: OSC Fallback Image Decorative pattern

Industry

Former RIM employee conducted insider trading: OSC

An OSC Panel has released its reasons and decision in the matter of Paul Donald, a former RIM officer and employee. Staff alleged Donald engaged in insider trading while at RIM, by purchasing securities of Certicom while in possession of material, undisclosed information, and while in a relationship with the company. It also says Donald […]

By Staff |August 3, 2012

1 min read