enforcement

Scotia sanctioned for supervisory snafus after multiple reps fired Fallback Image Decorative pattern

Industry

Scotia sanctioned for supervisory snafus after multiple reps fired

The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers

By James Langton |December 22, 2022

3 min read

Wells Fargo to pay US$3.7 billion in restitution, penalties Fallback Image Decorative pattern

Industry

Wells Fargo to pay US$3.7 billion in restitution, penalties

Bank sanctioned over misconduct in auto lending and banking

By James Langton |December 20, 2022

2 min read

FTX founder agrees to extradition to U.S., attorney says Fallback Image Decorative pattern

Industry

FTX founder agrees to extradition to U.S., attorney says

Bahamian authorities arrested Bankman-Fried last Monday at the request of the U.S. government

By The Associated Press |December 19, 2022

3 min read

Court case against ex CannTrust leaders should prompt OSC ‘soul searching’: experts Fallback Image Decorative pattern

Industry

Court case against ex CannTrust leaders should prompt OSC ‘soul searching’: experts

Observers felt a strong ruling would have sent a message to other pot companies and comforted investors who lost money

By Tara Deschamps, The Canadian Press |December 16, 2022

4 min read